Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report. For more complete information, please consult BrokerCheck. SUSPECT INFORMATION: Horton, Dhantal M, 27 year old male, 1676 Templeton Ct. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. SUSPECT INFORMATION: Delgado, Victor M, 25 year old male, 930 Hickory. But when she meets the devilishly charming Victor Rayborne, he stirs a scorching hunger deep within her. This list includes individuals who were barred by FINRA as of January 31, 2023. KIERAN THE BLACK by Julia Templeton a Romance Erotica Sensual, Romance Paranormal book ISBN-1843605112 ISBN13- with cover, excerpt, author notes, review link, and availability. Templeton 4.20 89 ratings5 reviews Her Thirst For Passion Lily Winthrop’s marriage to her recently deceased husband was a loveless one. Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity.
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